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本书作者通过列举大量的事实,将英国、美国和中国的开放式基金比较的情况、法律规范及相关的问题进行了比较和梳理,并提出了可能的互补方案。
Chapters
Pages Download ReadChapter 1 The Nature and Importance of Open-Ended Funds
26-521. The Nature of Open-Ended Funds
27-482. The Importance of Open-Ended Funds in the Modern World
49-52Chapter 2 Conflicts of Interest
53-841. The Nature of Conflicts of Interest within Open-Ended Funds
54-79Chapter 3 Regulation of Open-Ended Funds in the UK
85-1221. Internal Corporate Governance in the UK
85-1012. External Supervision in the UK
102-122Chapter 4 Regulation of Conflicts of Interest in the USA
123-1603. Restrictions of Affiliated Transactions
146-1534. Regulation of Insider Trading (Personal Trading)
154-160Chapter 5 Internal Corporate Governance of Open-Ended Funds in China and Proposals for Reform
161-186Chapter 6 External Supervision of Open-Ended Funds in China and Proposals for Reform
187-2351. The Limitation of Objects of Open-Ended Funds’ Investment
188-192